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    The King Of No: A Financial Firefighter

    Many have heard the story of Bernie Madoff, who stole 50 billion dollars from various clients. What is rarely talked about are the thousands of smaller stories similar to Bernie Madoff’s that happen every day. This memoir follows my career as the chief compliance officer of a large investment firm with the arduous task of detection, prevention, and putting out financial fires.

    Through my story, readers will learn how I placed dozens of people in prison for stealing millions of dollars from clients, and how I had to fight the company, advisors, and clients in my effort to protect them, learn how to spot red flags even when you don’t think anything is wrong. Let me show you what happens on the other side of trust.