Welcome

ABOUT THE AUTHOR

I was born and raised in Detroit, MI. And currently living in Davenport, Fl. I am a US Navy veteran.

I retired after 38 years in the investment business. Held roles as president of a broker/dealer, executive vice president and chief compliance officer, as well as a FINRA arbitrator. I held the designation of certified regulatory compliance professional (CRCP) from The Wharton School, University of Pennsylvania, as well as the security registration series 4, 7, 9, 10, 24, 53, 63, and 65.

Home

Through my story…

“Readers will learn how I placed dozens of people in prison for stealing millions of dollars from clients, and how I had to fight the company, advisors, and clients in my effort to protect them, learn how to spot red flags even when you don’t think anything is wrong. Let me show you what happens on the other side of trust.”

Books

Books

The King Of No: A Financial Firefighter Many have heard the story of Bernie Madoff, who stole 50 billion dollars from various clients. What is rarely talked about are the thousands of smaller stories similar to Bernie Madoff’s that happen…