I was born and raised in Detroit, MI. And currently living in Davenport, Fl. I am a US Navy veteran. I retired after 38 years in the investment business. Held roles as president of a broker/dealer, executive vice president and chief compliance officer, as well as a FINRA arbitrator. I held the designation of certified regulatory compliance professional (CRCP) from The Wharton School, University of Pennsylvania, as well as the security registration series 4, 7, 9, 10, 24, 53, 63, and 65.